Review Regulatory Filings with AI
Read 10-Ks, 10-Qs, S-1s, and proxies in minutes. Compound extracts disclosures, risk factors, and quarter-over-quarter changes into structured Excel and Word, with every point cited back to the exact place in the filing.
Trusted by 1,000+ finance professionals across PE, VC, growth equity, real estate, and hedge funds.
How AI Filing Review Works
Point at the filings
Upload a 10-K, 10-Q, S-1, or proxy, or let Compound pull the filing directly from SEC EDGAR by company and period.
Ask what you need to review
Request specific disclosures, risk factors, financial tables, or a full quarter-over-quarter comparison. Compound understands the structure of each filing type.
Get a cited review in Excel or Word
Receive structured tables and written summaries, with every extracted point cited to the exact section and page of the source filing.
Why Filing Review Still Eats the Week
Filings are long, dense, and repetitive across periods. The signal is real, but finding it by hand is slow and error-prone.
Hundreds of pages per filing
A single 10-K can run past 200 pages of financial statements, footnotes, MD&A, and risk factors. Covering a list of names each quarter means thousands of pages under a tight reporting window.
The important change is buried
What matters is often a few words that moved between periods: a new risk factor, a softened outlook, an amended covenant. Spotting it means reading two filings side by side, line by line.
Disclosures span sections
Answering one question, like total debt maturities or segment margins, means cross-referencing the balance sheet, the debt footnote, MD&A, and the segment note across the document.
Every number needs a source
When a review reaches an analyst note or investment committee, each figure has to be traceable to the filing. Manual note-taking makes that trail fragile and hard to reconstruct later.
Why Compound Excels at Filing Review
Quarter-over-quarter diffs
Ask Compound to compare this quarter to the last, or this year to the prior year, and it surfaces the disclosures, risk factors, and figures that actually changed, with quotes from both filings.
Cited to the filing
Every extracted disclosure and number links back to the exact section and page of the 10-K, 10-Q, S-1, or proxy, so you can verify any point with a single click.
Direct to Excel and Word
Get structured disclosure tables and risk-factor summaries as formula-ready Excel and drafted Word, not a wall of highlighted text you still have to transcribe.
From a raw filing to a cited, structured review
What you can upload
- 10-Ks, 10-Qs, and annual reports
- S-1s and other registration statements
- Proxy statements (DEF 14A) and 8-Ks
- Filings pulled directly from SEC EDGAR
What Compound produces
- Disclosure and financial tables in Excel
- Risk-factor and MD&A summaries in Word
- Quarter-over-quarter change comparisons
- Citations back to the source filing
Why teams switch from manual review and keyword search
For filing review, the difference is not just speed. It's finding what changed and being able to prove where it came from.
Filing access
- Manual review
- Download each one individually
- Keyword search tools
- Varies by provider
- Compound
- Upload or pull directly from EDGAR
Quarter-over-quarter changes
- Manual review
- Read both filings side by side
- Keyword search tools
- Keyword matching only
- Compound
- Surfaces what changed with quotes
Cross-section disclosures
- Manual review
- Cross-reference by hand
- Keyword search tools
- Returns isolated snippets
- Compound
- Connects related sections in one answer
Output format
- Manual review
- Manual notes and transcription
- Keyword search tools
- Search results, no structure
- Compound
- Structured Excel and drafted Word
Citation traceability
- Manual review
- Manual page references
- Keyword search tools
- Link to a page at best
- Compound
- Cited to the exact section by default
Built for teams that live in the filings
Equity Research
Pull segment results, guidance language, and MD&A changes from each 10-Q and 10-K into your models, with citations you can defend in a note.
Credit Analysts
Track covenant terms, debt maturities, liquidity disclosures, and going-concern language across filings without reading every footnote by hand.
Legal & Compliance
Review risk factors, legal proceedings, and disclosure controls across a coverage list, and flag new or amended language quarter over quarter.
Corporate Governance
Analyze proxy statements for executive compensation, board structure, and related-party transactions, with every data point traced to the DEF 14A.
Point Compound at a filing and see the review in minutes
Frequently Asked Questions
Compound handles 10-Ks, 10-Qs, S-1s and other registration statements, proxy statements (DEF 14A), 8-Ks, and annual reports. It understands the standard structure of each filing type, so it knows where risk factors, MD&A, and financial statements live.
Yes. You can upload a filing yourself, or ask Compound to retrieve it from EDGAR by company and period. It reads public filings alongside any documents you provide.
Ask Compound to compare two periods and it surfaces the disclosures, risk factors, and figures that changed between them, with quotes from both filings so you can see exactly what moved and confirm it against the source.
Yes. Each disclosure, figure, and summary links back to the exact section and page of the source filing, so you can verify any point before it reaches a note or investment committee.
Yes. Upload filings for a coverage list into a single drive and ask questions across all of them, such as which companies added a new risk factor or changed covenant language this quarter.
Compound produces structured Excel workbooks with disclosure and financial tables, and drafted Word summaries of risk factors, MD&A, and governance items. Every output carries citations back to the filing.
Keyword tools return isolated snippets that match a term. Compound reads the filing in context, connects related sections, compares periods, and produces structured, cited output you can drop into a model or a memo.
Yes. Compound extracts executive compensation, board composition, related-party transactions, and voting matters from proxy statements, with each figure traced to the DEF 14A.
Compound is SOC 2 Type II certified with AES-256 encryption at rest and in transit. Your documents are never used for model training, and VPC deployments are available for teams with the highest security requirements.